INTRODUCTION
SADC region has made significant
strides in the consolidation of the citizens’
participation in the decisionmaking
processes and consolidation of
democratic practice and institutions. The
Constitutions of all SADC Member States
enshrine the principles of equal opportunities
and full participation of the citizens in
the political process.
The southern African countries, building
upon their common historical and
cultural identity forged over centuries,
agreed to encapsulate their commonality
into a single vision, that of a SHARED
FUTURE. In this context, in 1992 the
southern African countries meeting in
Windhoek, the Republic of Namibia,
signed a Treaty establishing the Southern
African Development Community
(SADC).
Article 4 of the Treaty stipulates that
“human rights, democracy and the rule of
law” are principles guiding the acts of its
members. Article 5 of the Treaty outlines
the objectives of SADC, which commits
the Member States to “promote common
political values, systems and other shared
values which are transmitted through
institutions, which are democratic, legitimate
and effective. It also commits
Member States to “consolidate, defend
and maintain democracy, peace, security
and stability” in the region.
The Protocol on Politics, Defence and
Security Cooperation provides that
SADC shall “promote the development
of democratic institutions and practices
within the territories of State Parties and
encourage the observance of universal
human rights as provided for in the
Charter and Conventions of the
Organization of African Unity [African
Union] and the United Nations.”
In addition, the Strategic Indicative
Plan for the Organ (SIPO), as the implementation
framework of the Protocol,
emphasises the need for democratic consolidation
in the region. The development
of the principles governing democratic
elections aims at enhancing the transparency
and credibility of elections and
democratic governance as well as ensuring
the acceptance of election results by
all contesting parties.
The Guidelines are not only informed
by the SADC legal and policy instruments
but also by the major principles
and guidelines emanating from the
OAU/AU Declaration on the Principles
Governing Democratic Elections in
Africa – AHG/DECL.1 (XXXVIII) and
the AU Guidelines for African Union
Electoral Observation and Monitoring
Missions – EX/CL/35 (III).
2. PRINCIPLES FOR CONDUCTING
DEMOCRATIC ELECTIONS
2.1In the event a Member State decides
to extend an invitation to SADC to
observe its elections, this shall be based
on the provisions of the Protocol on
Politics, Defence and Security
Cooperation.
2.2SADC Member States shall adhere to
the following principles in the conduct of
democratic elections:
2.2.1 Full participation of the citizens in
the political process;
2.2.2 Freedom of association;
2.2.3 Political tolerance;
2.2.4 Regular intervals for elections as
provided for by the respective National
Constitutions;
2.2.5 Equal opportunity for all political
parties to access the state media;
2.2.6 Equal opportunity to exercise the
right to vote and be voted for;
2.2.7 Independence of the Judiciary and
impartiality of the electoral institutions;
2.2.8 Voter education;
2.2.9 Acceptance and respect of the election
results by political parties proclaimed
to have been free and fair by the
competent National Electoral Authorities
in accordance with the law of the land;
and
2.2.10 Challenge of the election results as
provided for in the law of the land.
3 MANDATE AND CONSTITUTION
OF THE SADC OBSERVERS
MISSION
3.1 In the event a Member State deems it
necessary to invite SADC to observe its
elections, the SADC Electoral Observation
Missions (SEOM) shall have an
Observation role. The mandate of the
Mission shall be based on the Treaty and
the Protocol on Politics, Defence and
Security Cooperation.
3.2 The Chairperson of the Organ shall
officially constitute the Mission upon
receipt of an official invitation from the
Electoral Authority of a Member State
holding the elections.
3.3 The Chairperson of the Organ shall
mandate the Executive Secretary to issue
a Letter of Credential to each Member of
the SEOM prior to their deployment into
the Member State holding elections.
3.4 The constitution of the Mission shall
comply with the SADC policies relating
to gender balance. While recognising that
the members of the Mission may come
from different political parties in the
home countries, they should behave as a
team.
4. GUIDELINES FOR THE OBSERVATION
OF ELECTIONS
4.1 SADC Member States shall be guided
by the following guidelines to determine
the nature and scope of election
observation:
4.1.1 Constitutional and legal guarantees of
freedom and rights of the citizens;
4.1.2 Conducive environment for free, fair
and peaceful elections;
4.1.3 Non-discrimination in the voters’
registration;
4.1.4 Existence of updated and accessible
voters roll;
4.1.5 Timeous announcement of the election
date;
4.1.6 Where applicable, funding of political
parties must be transparent and based
on agreed threshold in accordance with
the laws of the land;
4.1.7 Polling Stations should be in neutral
places;
4.1.8 Counting of the votes at polling stations;
4.1.9 Establishment of the mechanism for
assisting the planning and deployment of
electoral observation missions; and
4.1.10 SADC Election Observation
Missions should be deployed at least two
weeks before the voting day.
5. CODE OF CONDUCT FOR
ELECTION OBSERVERS
5.1 The code of conduct for the elections
observers of SADC is consistent with the
OAU/AU Declaration on the Principles
Governing Democratic Election in Africa -
AHG/DECL. 1 (XXXVIII). In this regard,
the SADC Election Observation Missions
shall adhere to the following code of conduct:
5.1.1 Must comply with all national laws
and regulations;
5.1.2 Shall maintain strict impartiality in
the conduct of their duties, and shall at no
time express any bias or preference in
relation to national authorities, parties
and candidates in contention in the
Election process. Furthermore, they will
not display or wear any partisan symbols,
colours or banners;
5.1.3 Shall neither accept nor attempt to
procure any gifts, favours or inducements
from candidates, their agents, the parties
or any other organisation or person
involved in the electoral process;
5.1.4 Shall immediately disclose to the
relevant SADC structures any relationship
that could lead to a conflict of inter
est with their duties or with the process of
the observation and assessment of the
elections;
5.1.5 Will base all reports and conclusions
on well documented, factual, and verifiable
evidence from multiple number of credible
sources as well as their own eye witness
accounts;
5.1.6 Shall seek a response from the person
or organisation concerned before treating
any unsubstantiated allegation as valid;
5.1.7 Shall identify in their reports the exact
information and the sources of the information
they have gathered and used as a basis
for their assessment of the electoral process
or environment;
5.1.8 Shall report all information gathered
or witnessed by them honestly and accurately;
5.1.9 When meeting election officials, relevant
state authorities and public officials,
parties, candidates and their agents, the
observers shall inform them of the aims and
objectives of the SEOM;
5.1.10 May wish to bring irregularities to
the attention of the local election officials,
but they must never give instructions
or countermand decisions of the
election officials;
5.1.11 Will carry a prescribed identification
at all times, and will identify themselves
to any interested authority upon
request;
5.1.12 Will undertake their duties in an unobtrusive
manner, and will not interfere with
the election process, polling day procedures,
or the vote count;
5.1.13 Will refrain from making personal or
premature comments or judgements about
their observations to the media or any other
interested persons, and will limit any
remarks to general information about the
nature of their activity as observers;
5.1.14 Must participate in the briefings/
training provided by the SEOM;
5.1.15 Must provide their reports on time
to their supervisors and attend any
debriefings as required; and
5.1.16 Shall work harmoniously with each
other and with observers from other
organisations in their area of deployment.
6. RIGHTS AND RESPONSIBILITIES
OF SADC ELECTION
OBSERVERS
6.1 The rights and responsibilities of the
SEOM are based on the SADC experience
and the AU Guidelines for Electoral
Observation and Monitoring Missions.
Accordingly, the following shall be the
rights and responsibilities of the SADC
Elections Observers:
6.1.1 Freedom of movement within the
host country;
6.1.2 Accreditation as election observers
on a non-discriminatory basis:
6.1.3 Unhindered access to and communicate
freely with the media;
6.1.4 Free access to all legislation and regulations
governing the electoral process
and environment;
6.1.5 Free access to electoral registers or
voters’ roll;
6.1.6 Unimpeded and unrestricted access
to all polling stations and counting centres;
6.1.7 Communicate freely with all competing
political parties, candidates, other
political associations and organisations,
and civil society organisations;
6.1.8 Communicate freely with voters
without prejudice to the electoral law proscribing
such communication in order to
protect the secrecy of the vote;
6.1.9 Communicate with and have unimpeded
and unrestricted access to the
National Election Commission or appropriate
electoral authority and all other
election administrators;
6.1.10 The SEOM shall be headed by an
appropriate official from the Office of the
Chairperson of the Organ who shall also
be the spokesperson of the Mission;
6.1.11 Send regular reports on the electoral
observation process to the
Representative of the Organ on issues
that may require urgent consideration;
6.1.12 Issue a statement on the conduct and
outcome of the elections immediately
after the announcement of the result; and
6.1.13 Prepare a Final Report within 30
(thirty) days after the announcement of
the results.
7. RESPONSIBILITIES OF THE
MEMBER STATE HOLDING
ELECTIONS
7.1 Take necessary measures to ensure the
scrupulous implementation of the above
principles, in accordance with the constitutional
processes of the country;
7.2 Establish where none exists, appropriate
institutions where issues such as
codes of conduct, citizenship, residency,
age requirements for eligible voters and
compilation of voters’ registers, would be
addressed;
7.3 Establish impartial, all-inclusive,
competent and accountable national
electoral bodies staffed by qualified personnel,
as well as competent legal entities
including effective constitutional
courts to arbitrate in the event of disputes
arising from the conduct of elections;
7.4 Safeguard the human and civil liberties
of all citizens including the freedom
of movement, assembly, association,
expression, and campaigning as well as
access to the media on the part of all
stakeholders, during electoral processes
as provided for under 2.2.5 above;
7.5 Take all necessary measures and precautions
to prevent the perpetration of
fraud, rigging or any other illegal practices
throughout the whole electoral
process, in order to maintain peace and
security;
7.6 Ensure the availability of adequate
logistics and resources for carrying
out democratic elections;
7.7 Ensure that adequate security is provided
to all parties participating in elections;
7.8 Ensure the transparency and integrity
of the entire electoral process by facilitating
the deployment of representatives of
political parties and individual candidates
at polling and counting stations and by
accrediting national and/other
observers/monitors;
7.9 Encourage the participation of
women, disabled and youth in all aspects
of the electoral process in accordance
with the national laws;
7.10 Issuing invitation by the relevant
Electoral Institutions of the country in
election to SADC 90 (ninety) days
before the voting day in order to allow
an adequate preparation for the deployment
of the Electoral Observation
Mission;
7.11 Ensure freedom of movement of the
members of the SEOM within the host
country;
7.12 Accreditation of the members of the
SEOM as election observers on a nondiscriminatory
basis;
7.13 Allow the members of the SEOM to
communicate freely with all competing
political parties, candidates, other political
associations and organisations, and
civil society organisations;
7.14 Allow the members of the SEOM to
communicate freely with voters except
when the electoral law reasonably prescribes
such communication in order to
protect the secrecy of the vote;
7.15 Allow the members of the SEOM an
unhindered access to and communicate
freely with the media;
7.16 Allow the members of the SEOM to
communicate with and have unimpeded
access to the National Election
Commission or appropriate electoral
authority and all other election administrators;
7.17 Allow the members of the SEOM
free access to all legislation and regulations
governing the electoral process and
environment;
7.18 Allow the members of the SEOM free
access to all electoral registers or voters’
list;
7.19 Ensure that the members of the
SEOM have an unimpeded and unrestricted
access to all polling stations and
counting centres.